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SEC Forms New Retail Fraud Working Group
The Securities and Exchange Commission today announced the creation of the Retail Fraud Working Group designed to strengthen the Division of Enforcement’s efforts to identify and combat fraud targeting everyday investors.The Retail Fraud Working Group…
SEC Small Business Advisory Committee to Explore Modernizing Market Access
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, July 21, 2026 at 10 a.m. to explore ways to modernize public market access and encourage IPOs…
SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors
The Securities and Exchange Commission’s Office of Municipal Securities today announced it has updated its Registration of Municipal Advisors FAQs webpage to offer more clarity on municipal advisor registration and recordkeeping requirements. The…
SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors
The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule that would expand the ability of issuers, broker-dealers, investment advisers, and others to use electronic delivery to satisfy information delivery requirements…
SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon
The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy Director of the Division of Enforcement, will depart the agency on July 31, 2026, after more than 14 years at the SEC. He will be succeeded as Principal Deputy…
SEC Announces Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss moving towards 24-hour trading in the U.S. equity markets, including preparations to support overnight trading, operations and resiliency…
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the SEC’s 45th Annual Government-Business Forum on Small Business Capital Formation. The report provides a summary of the forum…
James Murphy and Scott Mayer Sworn in as Board Members
January 07, 2026 On January 7, 2026, James Murphy and Scott Mayer were sworn in as new Board members. As a result, the Board now has a quorum to conduct Agency business. James Murphy, of Maryland, was nominated by President Trump to be a Member of the National Labor Relations Board for a term of…
The NLRB Welcomes Crystal Carey as General Counsel
January 07, 2026 On January 7, 2026, Crystal S. Carey was sworn in as General Counsel of the National Labor Relations Board (NLRB or Agency), by Deputy Secretary of Labor Keith Sonderling. Ms. Carey was nominated for a four-year term by President Donald J. Trump on March 24, 2025, and confirmed by the Senate on…
Clarification Regarding Recent Coverage of the NLRB’s Updated Docketing Protocol
January 28, 2026 Recent articles discussing the National Labor Relations Board’s updated internal docketing protocol have reflected a general misunderstanding of the basis for adopting these changes. The agency is committed to ensuring that the public has accurate information about how and why the internal protocol was revised. The updated internal protocol does not require…
NLRB General Counsel Issues Case Handling Guidance
February 27, 2026 Today, NLRB General Counsel Crystal S. Carey issued GC Memorandum 26-03. The memorandum instructs the Regional Offices to focus their efforts on investigating priority cases and protecting the right of free association. “As we move forward with this new guidance, my office is committed to providing clear and actionable direction for Regional…
NLRB Region 7 Addresses Ongoing Labor Dispute at Henry Ford Health Genesys Hospital
March 04, 2026 Detroit, MI — [March 4, 2025] — The Regional Director of the National Labor Relations Board (NLRB) Region 7 today issued a statement regarding the ongoing labor dispute between Henry Ford Health Genesys Hospital and Local 332, International Brotherhood of Teamsters. Region 7 is investigating multiple unfair labor practice charges filed by…
